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The Role of UNDERSTANDING
in the Philosophy of St. John of the Cross
The Via Negativa
Book
The Second of the Ascent of Mount Carmel is of particular importance
to us in our exploring the possibilities of developing a coherent mystical
epistemology. While, until now, we have tried to avoid some of the tedium
inevitably involved in a commentary of this sort, the demand for accountability
– within the greater demand for coherence – will sometimes require a
somewhat detailed analysis of certain features of mystical doctrine.
But this type of patient analysis will, in the long run, serve to illuminate
a sometimes obscure and often abstruse metaphysics, enabling us to answer
some very fundamental objections which we are likely to encounter further
on. It is the fundamentals of St. John’s metaphysics which we seek after
here. And these in turn will lead us on to examine some of the more
explicit epistemological features of St. John’s account.
The profound disparity between created
nature and God which was seen to characterize the relation between the
unnegated will – the will prior to its subjection to the via negativa
– and God, is brought to critical relief in St. John’s extensive treatment
of the second faculty of the soul, understanding. This is not
to say that the same imperatives do not apply equally to each faculty,
for the via negativa is a universal feature throughout the
various movements toward mystical union. In St. John’s analysis of the
understanding, however, we have much clearer insight into some of the
metaphysical difficulties to be overcome in a coherent account
of mysticism. As the extraordinary object of ordinary understanding,
God is essentially opaque to the natural intellect for reasons which
by now may already be anticipated: God and the created intellect inform
radically different and incommensurable categories – the nature, if
you will, of the one is antipodal to the other. All, then, which the
understanding can think, all that it is capable of conceiving in its
natural capacity, is categorically, diametrically, opposed to the reality
of God as He is in himself apart from the mediating and modifying categories
of understanding:
“... all that the imagination can imagine
and the understanding can receive and understand in this life is
not, nor can it be, a proximate
means of union with God. For if
we speak of natural things, since understanding can understand naught
save that which is contained within,
and comes under the category
of, forms and imaginings of things that are received through the
senses, the which things, we have said, cannot
serve as means, it
can make no use of natural intelligence 1 ... all that
can be understood by the understanding, that can be tasted by the
will,
and that can be invented by the imagination is most unlike
to God and bears no proportion to Him ... 2 And
thus a soul is greatly impeded
from reaching this high estate of
union with God, when it clings to any understanding or feeling or
imagination or appearance or will or
manner of its own ... For as
we say, the goal which it seeks lies beyond all this, yea, even
beyond the highest thing that can be known
or experienced, and thus
a soul must pass beyond everything to unknowing.” 3
Since all that the faculty of understanding
can conceivably think, or through its purely synthetic activity possibly
imagine, is, eo ipso, not God, the soul aspiring to
knowledge of the Absolute must proceed paradoxically – through
a process of unknowing – a process, we shall find, that will
ultimately translate the natural faculty of understanding into its corresponding
theological virtue of faith. The epistemological doctrine of
unknowing is, of course, but one of the many iridescent aspects of the
via negativa which finds its clearest expression in Book One
of the Ascent:
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“In order to arrive at pleasure
in everything
Desire to have pleasure in nothing.
In order to arrive at possessing everything,
Desire to possess nothing.
In order to arrive at being everything
Desire to be nothing.
In order to arrive at knowing everything,
Desire to know nothing.
In order to arrive at that wherein thou hast no pleasure,
Thou must go by a way wherein thou hast no pleasure.
In order to arrive at that which thou knowest not
Thou must go by a way thou knowest not.
In order to arrive at that which thou possest not,
Thou must go by a way that thou possesst not.
In order to arrive at that which thou art not,
Thou must go through that which thou art not.
When thy mind dwells upon anything,
Thou art ceasing to cast thyself upon the All.
For in order to pass from the all to the All,
Thou hast to deny thyself wholly in all.
And when thou comest to possess it wholly,
Thou must possess it without desiring anything.
For, if thou wilt have anything in having all,
Thou hast not thy treasure purely in God.”
4
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Despite its largely negative format, clearly
illustrated above, the via negativa nevertheless remains not
only a viable, but indeed the only, “way” of arriving at the
Absolute. And if it is a difficult way for the contemplative to travel,
it is no less a difficult route for the epistemologist to map, for all
its signs, every cue, each marker, is negative. It is not unlike a series
of signs that might say, not “Paris this way”, but rather, “Paris
not this way.” That is well and good, but the traveler will
most assuredly at once ask, “Well, then, if not this way, which
way?” To which every sign he subsequently encounters simply answers,
“not this way”. The via negativa is much like this. It may
be seen as a kind of epistemological compass that indicates not
where to go, but where not to go; it is the negative of
a map outlining the mystical terrain that tells you not so much
how to get to the Absolute azimuth, but, rather, how not
to get there. In essence, it is a cartographical paradox. It is clear,
then, and most expedient that some other principle of direction must
be invoked. Some principle that will provide us with a measure of certitude,
not necessarily apart from the negative prescripts we have acquired
thus far – which of themselves are extremely useful to us in disabusing
us of error in finding our way – but which, while according with them,
is more precise, or perhaps better yet, affirmative in direction.
A brief glance in retrospect may prove
helpful. In the opening sequences of Book One of the Ascent,
St. John discussed the night of the senses relative to the will. There
we found that the disparity between God and created nature emphasized
the lack of proportion, of commensurability, between God and the soul
in its relation to God through created nature, and in so doing demonstrated
the inherent impossibility of a sensuous apprehension of God. And the
conclusion, of course, was that if God is to be apprehended at all,
he must be apprehended extra-naturally; not through a sensuous
manifold accessible to the will – nor, as St. John will now
argue, through any conceptualization available through ordinary understanding.
And much as we had found in the case of the will, a transition is required
which will inevitably result in the positing of a theological correlate
in which the function of understanding is explicitly suppressed through
what St. John sees as the epistemological negativity of faith.
Negativity, as we had seen, implies the absence of contrariety; so in
stating that the three theological virtues – faith, hope, and love –
render the soul “proximate” to God, St. John is actually saying that
each of these virtues are essentially characterized by negativity –
a negativity essentially signifying the absence of contrariety to God.
Proximity and non-contrariety, then, are interchangeable
terms in the mystical vocabulary of St. John.
For St. John, faith explicitly transcends
the limitations of sense and understanding, and in so doing simultaneously
transcends the inherent limitations of nature and reason.
5 The limitations implicit
in nature are, by now, quite obvious: in every respect it is
finite. As such, not only is nature ontologically distinct from God,
but in its very finitude and limitation it can never yield veridical
knowledge of God who is infinite and unlimited. But the limitations
of reason are less clear. In our introduction we suggested that God,
and indeed the universe of experience itself, is not exhaustively considered
in its intelligible dimensions alone; that any given item in experience
affords something more in the amplitude of its being than the merely
rational dimensions to be elicited from it. Within reason itself, however,
we discern even more fundamental limitations, and it is these that are
of particular interest to us. For the most part, the mechanics involved
in the limitations of reason are left unaddressed by St. John. Certainly
is not the case that he was unable to articulate these limitations in
greater detail, for St. John was, we had noted earlier, extremely well
versed in scholastic philosophy. Still less warrant do we have to believe
that he presumed them known in the mind of his readers who were, by
and large, professed religious, and not necessarily scholars. In reading
St. John, and I shall emphasize this point time and again, it is essential
to bear in mind that he did not understand himself to be writing a philosophic
treatise, still less a systematic organon in speculative mysticism,
but rather an enchiridion for contemplatives, a fact we had pointed
out earlier and will, no doubt, find it necessary to point out again.
One goal, and one goal only, lay incessantly before St. John and everything
else palled in significance before it: union with God. His own, and
that of others. His readers did not need to know the law of the excluded
middle in order to make a practical choice between mutually exclusive
moral or spiritual ends. Less abstruse and far more effective means
were available to them. These mechanics are, however, of interest to
us – indeed, vital to us if we are to understand the epistemological
dimensions of the mystical experience.
So what can we infer from St. John’s discussion
of the faculty of understanding, especially as it pertains to reason?
It is, first of all, I think, fairly clear from his own exposition,
that reason essentially functions upon, is limited to, and therefore
requires a manifold – a manifold which is ontologically possible
only in the universe of created nature,
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for God of himself is one and simple. In requiring a manifold, reason
is limited in three ways: first, and most obviously, by its limitation
to a manifold itself – that is to say, by its inability to function
apart from a matrix of sheer multiplicity. The second limitation discernible
in reason, concerns its scope. The manifold which reason addresses is
comprised of the universe of finite entities broadly called nature,
and both objects and concepts (the mind no less than matter) finite
in nature, can never yield infinite, that is to say, unlimited information.
Simply put, the synthetic and analytic activities of reason are incapable
of eliciting more than is ontologically available in the finite data
of experience. Reason, then, unable to transcend, is therefore limited
to, an inherently exhaustible (finite) dimension of being. The last,
but not the least, limitation of reason lies in the fact that it is
ineluctably temporal – the discursions of reason are thoroughly conditioned
by time which is presupposed and implicit in all its functions and activities.
Time is the underlying medium through which the successive
movements of discursive reason are enabled, enacted; and it is time
which constrains reason from apprehending the simple simultaneity of
existence. However comprehensive its purview, reason is limited by time
to discrete and successive moments in all its analytic and synthetic
activity.
We have established, then, that reason requires a manifold
which by definition consists of a plurality – plurality of necessarily
finite entities, each limited and distinguishable one from another.
Without plurality and differentiation, then, reason could not be discursive,
that is, passing from one aspect under rational consideration to another
in the dialectic we understand to be reason – it would, in fact, altogether
and at once cease to be discursive. Which is to say that reason in its
discursive capabilities would effectively be not so much abolished,
as suspended. And this, in St. John’s account, is precisely what occurs
to reason in relation to God in the mystical experience. It remains
inoperative, suspended, as it were, blindly staring into the Absolute,
simply for the fact that God is One and simple, unchanging and eternal.
Not reason, but the utility of reason, then, is, for St. John, forever
abolished in the transcendence of plurality.
The Notion of “Proximate” Union
In transcending the limitations
of nature and reason, St. John further argues, the soul then enters
the state of what he calls proximate union with God
7
through having negated within itself
the other to God in nature and reason. Considered carefully, this state
of proximate union may be seen to follow for two reasons, although St.
John only adverts to one. First of all, in passing beyond the finite,
the soul quite logically – that is to say, necessarily – passes
into the not-finite, or the infinite, and, according to the same logic,
in passing beyond limitation, the soul passes into the unlimited. And
in so doing – in passing into the infinite and the unlimited – the soul
enters a state that is proximate to God inasmuch as God in
himself is infinite and unlimited. This is not to say that the soul
itself becomes infinite and unlimited in this transition –
in a Christian metaphysics it can never become so: it’s created nature
remains unviolated and unchanged despite the transition. What has
changed, however, is the nature of the experience encountered
by the mystic, one now characterized not by the familiar plurality,
finitude, limitation and differentiation that are typical components
in the experience of the created order. The mystic now, for the first
time, encounters, experiences the infinite and the unlimited.
Let us look at this more closely, and for the sake of clarity segregate
the following line of reasoning for a more detailed examination:
We had said that in passing beyond the
finite, the soul necessarily passes into the not-finite. Now that which
is not-finite is either nothing or infinite. It is nothing
if it is not-finite and not-infinite. It is infinite if it is not-finite
and not-nothing. But the soul is not-infinite and not-nothing–which
is to say that the soul is finite. Moreover, that which is not-limited
is either nothing or unlimited. It is nothing if it is not-limited and
not-unlimited. It is unlimited if it is not-limited and not-nothing.
But the soul is not-unlimited and not-nothing – which is to say the
soul is limited. We have, then, the created soul which is finite and
limited. In passing beyond the finite and the limited in created nature,
the soul must encounter either nothing or the infinite. In either event,
it will be the not-finite.
Further elaboration will, I think, make
this rather concise formulation more readily understood. Whatever is,
is either finite or infinite. If it is neither, it is nothing, for everything
that is, or can conceivably be, is either finite or infinite. There
is no conceivable third alternative. Obviously, then, the concept “nothing”
pertains neither to the finite or the infinite. Were nothing
infinite then there would be absolutely nothing, either finite or infinite
– for the term infinite would be predicated of nothing. Conversely,
were we to say that the infinite is nothing, we would involve ourselves
in a hopeless tautology. We cannot, therefore, coherently speak of nothing
as infinite. Our difficulty in apprehending this stems, I suggest, from
our inclination to render the concept nothing spatially: we
tend to conceptualize it not as nothing, but as empty space,
a kind of amorphous negative configuration coterminous with
and indefinitely configured by something,
relative to which it is nothing; we are inclined to see it as the possible
place of something else; in effect, something devoid
of something else, when in fact it remains the absence of everything
– which is another way of saying nothing. If, on the other hand, what
we are considering is infinite, it clearly is not finite, for we
mean by the infinite that which is not finite; nor can it be nothing,
as we have just seen. The soul, on the other hand, is something, and
not nothing, and it very clearly is finite in every aspect, and not
infinite.
Now, if what we have argued in fact is
the case, then a good deal more about the nature of the contemplative’s
experience prior to union becomes somewhat clearer. The natural
or created soul is, as we have seen, finite and limited; and as we had
further seen, no commensurability obtains between the finite and the
infinite, the limited and the unlimited. The natural or created soul,
then, has no epistemological capacity for the infinite as the not-finite
that is not-nothing; it is incapable – qua created
– of experiencing the infinite, (except under the species of
the pseudo-infinite in number, etc., which we addressed earlier). But
the created soul does have a capacity for experiencing the
infinite as the not-finite that is not-infinite, that is to
say, of experiencing the infinite as nothing – and it is this
experience which, for the mystic, constitutes the dark night of
the soul: not only is the soul in utterly unfamiliar metaphysical
terrain, but the topography itself has metamorphosed into utter nothingness.
Moreover, even were the
natural
soul capable of experiencing or epistemologically addressing the infinite,
the experience of the oneness of the infinite, the unlimited, the undifferentiated
– is no less effectively the experience of nothingness. The senses coupled
with reason would falter and ultimately fail in their inability to grasp
what cannot, by virtue of infinite magnitude, be grasped, apprehended,
understood. The very mechanisms of reason and sense, relying upon limitation,
finitude, and differentiation as the very tangents to comprehension
– individuating characteristics now no longer available – would default
into suspension. Natural faculties no longer suffice, for nature finds
itself at the bourne between created and Uncreated being, at the outermost
margin, the ontological periphery of creation where the gulf between
man and God is sheer infinity, and as such, an ontic chasm, the
primeval nothingness out of which man and the cosmos was created
ex nihilo. St. John speaks of this experience as a terrible one,
unparalleled by any other. We might say that in some small measure it
may be likened to the experience of a man who, awaking from a dream
filled with familiar images, finds himself not only in total darkness,
but amidst incomprehensible emptiness, possessing no frame of reference
whatever, nothing to see, nothing to touch, no sound, no smell, no sense
of direction, no orientation. His experience is essentially one of complete
sensory abstraction and total noetic suspension, of absolute undifferentiation.
The extreme consternation, even terror, that such an experience is likely
to provoke may, to some degree, resemble the plight of the mystic who
has entered the antechamber of the Absolute. In this sense, darkness
is a metaphor for infinity; and the awakening, the inauguration of the
dark night of the soul.
Proximity versus Union
Up to this point we had seen that
the soul, as a consequence of having transcended the limitations of
nature and reason, occupies a state proximate to God inasmuch as God
in himself is infinite and unlimited. While the soul in this state of
proximity possesses no contrariety to God, this state of itself, St.
John is clear, does not suffice to bring it to union. Rather, it makes
the soul merely receptive to the divine infusion; metaphysically
disposed to the possibility of infused contemplation. At this
stage, the soul is brought to the extremity of its being, to the irreducible,
the most fundamental dimension of its ontology – beyond which lies only
extinction. While it is indefectibly the image of God, at this point
it neither reflects God whom it only anticipates, nor created nature
which it has transcended. It is the possibility of both and the actuality
of neither. In its sheer reflective ontology, it is like the image in
a mirror possessing no actuality in itself apart from being the possibility
of the reflection of something else; a mirror before which no image
passes except the infinite toward which it is poised and which it apprehends
as nothing. In this state, in reflecting nothing, it has no contrariety
whatever to God, and inasmuch as it possesses nothing in the way of
contrariety, it is understood as being proximate to God. So much is
clear from our previous discussion.
The ontological implications of this argument,
however, are two-fold and reciprocal: on the purely metaphysical
level, the soul, St. John has argued, upon transcending the finite and
the limited becomes proximate to God. So much is clear. In this moment
of transcendence, however, it appears that something doxastic
emerges, not simply concomitantly, but logically, which is to say, necessarily,
from this metaphysical transition.
St. John, we have seen, very clearly maintains
that the soul achieves proximate union with God following the
negation of nature and reason. He does not state why it follows,
merely that it does in fact follow. A closer examination, however, suggests
that the utility of reason and sense – relative to objects of created
nature apprehensible through the will and understanding – have already
been abolished through transcendence, or negation, and appear
to be, as a consequence of this transition, now supplanted
by the theological virtue of faith – which St. John argues,
is also the state of proximate union with God.
The problem we now confront, however, is
that if we hold faith to be contingent upon this essentially
metaphysical transition – as the argument might appear to suggest
– we divest faith of its supernatural character: it loses its provenance
in God and becomes immediately subsumed under nature. It is a logical,
and therefore necessary moment in a concatenation of events
occurring within a clearly defined and purely metaphysical matrix. Faith,
so understood, is not concomitant with transition, but is the
terminus of the transition itself. It is not concurrent with
the negation of nature and reason, it is indistinguishable from
it; it is, in fact, synonymous with it. It becomes, in a word, metaphysically
legislated – apart from any divine and free dispensation. As
an erstwhile theological virtue, it immediately ceases as both theological
and a virtue.
How can this be? The line of reasoning
strikes us as sound, but is nevertheless deeply disconsonant with the
most profound theological principles from which the impetus to ecstatic
union emerges. Compelling as this argument may appear, it is nonetheless
subreptive as we will soon see. It is, however, also extremely instructive,
for it serves to underscore the complexities, as well as the tensions,
that have often subverted many efforts to articulate a coherent mystical
doctrine that is both consistent with the canons of reason and consonant
with accepted theological tenets. The question, no less, still stands.
Let us examine it more closely.
Transition or Translation?
We had stated earlier that we
have observed something of the nature of reciprocity in this
moment of transition, two distinct levels of proximity that, I will
now suggest, converge – rather than conflate.
The distinction is critical, for it is precisely at this juncture that
much of the confusion and misconception surrounding so many attempts
at explicating the notion of mystical union occurs. The metaphysical
momentum that has culminated at this crucial ontological point subreptively
lends itself to a spurious interpretation of what is a transition
in being as a translation of being;
as a continuum of something metaphysically legislated, and not as a
breach in that continuum through an autonomous leap of faith. Even while
concurrent with it, faith entirely prescinds from this metaphysical
momentum as a leap from the natural to the supernatural, from what is
inherent in nature to what is inherent in faith.
At this point we stand, as it were, before
the ontological chasm to which metaphysics has brought us and past which
it can offer us nothing more legitimate, and we instinctively blench
before what metaphysics legislates as the terminus of being. Metaphysics,
we recognize, cannot make the transition to nothing, it has reached
a point in extremis from which alone the soul cannot
leap off to extinction. But in offering us translation, the translation
of being, instead of its transition, it is offering us something counterfeit:
it is offering us the nothing from which it shrinks, the nothing in
which the translation of being is no more than the termination
of being, the very point beyond which it cannot pass without abandoning
the ontological infrastructure upon which it stands. Only faith can
make that leap. And the supreme irony is that each essentially ratifies
the other and both equally culminate in what appears to be the
terminus of being: The Dark Night.
So what, precisely is occurring here? On
the one hand, the state of proximity to God is achieved through transcendence
(of the finite) on a purely metaphysical level. On the other hand, it
is, as we have said, equally attained through the theological virtue
of faith. Something more than mere congruity, or even concomitance,
appears to occur; something deeply implicative of both mutuality and
complementarity. It would appear that either faith corroborates the
metaphysics, or that the metaphysics corroborates faith. The answer,
I suggest, is both, inasmuch as faith implicitly accords with what metaphysics
explicitly states.
It is not merely of the nature of faith,
but of the essence of faith to assent to the very same propositions
we find emerging from the metaphysics, not, however, as demanded by
metaphysics, but as demanded by faith. In other words, this is not to
understand faith as proceeding from metaphysics, any more than
it is to understand the metaphysics proceeding from faith. At the point
of convergence, however, it is imperative to understand that the deliverances
of each are indistinguishable, for both arrive at the same impenetrable
epicenter that is infinite, unlimited, and absolute. Nor is it simply
coincidental that at precisely this point of convergence we arrive at
the opacity of reason.
We are now, I think, in a position to understand
that this reciprocity which we observe does not in any way abrogate
or violate the unique integrity of what is either ontological or doxastic
– a superficial bifurcation to the mystic at this point– but rather,
is axiomatic of the traditional concept of nature cooperating with grace.
What we find, in the end, is not the one through the abrogation of the
other, but instead, a mutual corroboration of each at that critical
point of convergence that St. John understands as the state of proximity
to the Absolute, To God.
The Role of Faith and Reason
in the Transition to Proximity and Union
But how do we understand faith
to be an implicit consequence of this transition? To answer this, let
us look for a moment more carefully at the nature of faith. By faith
we generally understand that theological virtue, divinely infused, which
is cognitive in nature, and which expresses itself in the terms
of clearly defined articles of belief – not knowledge – independent
of any empirical acquaintance with the object in which belief is invested
– specifically, God. The cognitive dimension of faith, in other words,
is doxastic rather than noetic. Faith makes no appeal to reason. The
object, or articles of faith may be entirely consonant with
reason. On the other hand, they may completely transcend, not
simply the canons, but the very capabilities of reason – and yet do
so without abrogating them, since grace either perfects or exceeds,
but never violates nature. While faith is essentially cognitive in nature
relative to these articles of belief, the articles themselves are
supernatural in character. And the legitimate province of reason,
we had argued earlier, lies not in the supernatural, but in the matrix
of nature, specifically created nature experienced in terms of plurality
and finitude. The faculty of reason, then, has only limited access to
the articles of faith, and only inasmuch as these articles, among
themselves – prescinding entirely from the question of their authenticity,
that is to say, considered formally, and not materially– demonstrate
a coherence that accords with the canons of logic, of reason. Insofar
as logical coherence is discernible among the relation of ideas that
constitute the articles of belief around which the notion of faith revolves,
reason formally ratifies faith, finds the relation of the ideas
of faith to be consistent with reason, although it makes no pronouncement
on the authenticity of the articles themselves. And to this limited
extent, faith is found to be consonant with reason, or perhaps better
yet, reason is found to be consonant with faith.
But faith also transcends reason,
as we had said. In passing from that realm of finitude and plurality
in which alone reason is capable of being discursively exercised, the
only cognitive capacity remaining to the soul – with no data available
to sense or reason – pertains to these articles of belief – in other
words, faith – which the soul maintains despite empirical evidence to
the contrary: the nothingness which the soul encounters on the brink
of infinity. That some form of cognition remains is indisputable,
otherwise we should hold the soul to be incognitive, which is to say
unconscious, and this very clearly is not the case with the mystic.
If anything, what we find is an intensified state of consciousness.
It is, moreover, equally clear from our previous discussion that this
form of cognition cannot be reason. So what alternative remains? Confronted
with that before which reason defaults into suspension, faith
– independent of reason and uninformed by the senses – remains cognitive
in the form of articles of belief which, themselves supernatural in
character, were never dependent upon reason or sense to begin with –
and thus remains fully as cognitive as it was prior to the transcendence
of nature and reason. In this sense, then, faith is seen to follow the
negation of nature and reason. But that faith transcends nature,
as St. John further implies, seems at first a rather odd notion, and
yet it nevertheless follows from and is consistent with the overall
logic of St. John’s account. Faith, we might say, transcends nature
through reason as that plurality of finite entities which the
exercise of discursive reason requires and therefore presumes. In transcending
reason, then, faith has already transcended nature as implicit within
reason.
As we may anticipate, the imperative of
faith will continue to be not only a significant, but a multifaceted
feature of the mystical doctrine which meticulously unfolds before us
in the opening chapters of the Ascent. Nor can we prescind
entirely from all the concomitant issues which faith touches upon if
our epistemological account is to be complete. For example, St. John
argues that the soul not only transcends time, finitude, and reason
through its subjection to the via negativa and the subsequent
positing of faith; but through this same faith the soul equally circumvents
diabolical impediments to union as well.8
While this issue may at first appear
to be only incidental to any strictly epistemological analysis, a closer
examination reveals otherwise, for we find that St. John’s treatment
of diabolical deception effectively serves to underscore a very fundamental
epistemological issue concerning the notion of error – which
is by no means incidental to any examination of the notion of understanding.
Let us pursue the
point. Through faith, St. John has argued, the soul has passed beyond
understanding. So much at least is immediately clear from St. John’s
account. However, as a consequence of this transition, that is to say,
in passing beyond understanding, the soul has simultaneously,
and for two reasons, passed beyond – is no longer subject to – the possibility
of error. And for the following reasons: first of all, the
notion of error exclusively, if obviously, pertains to the faculty of
understanding: it is, fundamentally, a consequence of misunderstanding,
consisting in the intellectual assent to defective propositions delivered
by, or illegitimate conclusions drawn from, discursive reasoning. But
reason has been transcended – and along with it, the errors to which
defective reasoning is liable. That is to say, the possibility of error
as a consequence of misunderstanding has been abolished as
implicit within the utility of understanding itself which has already
been negated.
Inerrancy and Impedimence
It is important to further understand
that the second reason that faith, for St. John, is not held to be liable
to error rests upon the source itself of the infused theological
virtue of faith, which is God. The articles of belief constituting the
virtue of faith have, for the mystic, no less a guarantor than God who,
as both object and author of the articles of faith, is understood to
be not simply the source of truth, but Truth itself.
9
So much, I think, is immediately clear from a cursory rendering of St.
John’s understanding of faith. But the question nevertheless remains,
why in fact is it so pressing, so vitally important for the mystic to
be free of error? Or more precisely, how is error to be understood as
constituting an impediment to union? The answer for St. John, of course,
is already implicit in an adequate understanding of the Divine nature
itself. Aside from the simple misdirection – which is of no small consequence
to the mystic – which liability to error affords, error is, quite simply,
a form of contrariety to God who is Truth. While the mystic clearly
has, in the form of the infused virtues, the assistance of God who invites
the soul to the ecstatic state of union as a foretaste of the eternal
felicity awaiting the faithful in heaven – it is also the case that
the contemplative confronts an ancient antagonist who wishes to frustrate,
confuse, and deceive the soul in its efforts to achieve union with God.
And this, of course, is the devil who, within the Christian tradition,
is preeminently understood as a liar and the father of lies.10
St. John argues, however – and this is the critical issue – that diabolical
artifice can only be exercised over the soul through its attachment
to created things.11
In transcending created nature, in having extinguished all attachment
to the created order, the soul is then effectively brought beyond the
pale of diabolical influence – and is therefore no longer subject to
error instigated by the devil.
If this concern strikes the contemporary
mind as quaint, it is, I suggest, only symptomatic of a more prevailing
contemporary defection from the supernatural at large, and apart from
which not only mysticism, but Christianity itself remains, in its most
fundamental essence, incomprehensible. The two components of every error,
then, either defective reasoning or diabolical malice, cease to be impediments
to union in the soul’s having transcended created nature and reason.
Quite practically, moreover, any journey – especially the journey of
the soul to God – whose course and direction, compass and map, are not
free of error, will not, cannot, bring the traveler home. However he
would that his bearings were correct, without truth as the declination
to compass and map, the mystical terrain remains unrecognizable, and
the wayfarer remains lost and without hope of achieving his end.
Truth, Faith, and Dogma:
Triad or Trilogy?
Truth for the mystic, however,
is inseparable from, and inextricably bound up with, faith – and faith,
in turn, is ultimately informed by dogmatics. The point is worth pursuing.
Despite the negation of sense and understanding, the soul nevertheless
remains cognitive through the infused theological virtue of faith which,
at least from an epistemological point of view, constitutes a cognitive
function, albeit an obscure one.
12
Faith, in other words, is at least implicitly cognitive of its object
– and it is here that the doctrinal and mystical elements in St. John’s
philosophy converge. As we had noted earlier, the mystic of necessity
adverts to certain clearly defined dogmatic tenets as propadeutic to
his quest for union with God. Reason alone, as we had seen, defaults
into suspension in the face of the Absolute. To a certain limited extent,
reason may retrospectively ratify the dictates of faith – but never
inform them. When we speak of faith as an infused theological virtue,
however, we certainly do not mean that the articles of faith are supernaturally
articulated in the soul independent of the avenues of nature. On the
contrary, no less an authority than St. Paul tells us that faith originates
in the hearing. 13
But hearing alone, quite obviously, does not necessarily translate into
faith; it does not involve that consent implicit in faith which not
simply understands these articles, but understands them to be true;
holds these articles to communicate factual information about certain
aspects of reality, supernatural in character, which are unavailable
to, and therefore cannot be authenticated by, sense and reason. This
ability to posit what reason cannot corroborate, what sense cannot confirm,
comes from God. In this sense it is understood as being divinely infused.
This a rather roundabout way of saying
that the mystic’s faith, if it is to be inerrant, must coincide precisely
with the articles of faith tendered him by dogmatic theology which affirms
certain things about God through the indefeasible guarantee of God’s
self revelation in Sacred Scripture in general, and in the person of
Jesus Christ in particular. These, together with that deposit of faith
which the Church understands as Sacred Tradition, form for the mystic
the repository of, while by no means exhaustive, nevertheless inviolable
truth; they effectively define his objective, provide him with the compass,
the map, and the lay of the metaphysical terrain, and detail the perils
to which he will be exposed in the dark night of the soul –
all indispensable elements to the soul’s journey to that Absolute which
is Truth and admits of no error. These dogmatic canons, in fact, logically
precede faith in determining the object of faith. And while faith as
such is ultimately abolished in the moment of ecstatic union when what
has only been implicit in faith yields to the actuality of the Absolute,
it nevertheless is indispensable not merely toward proximating, but
in fact identifying the Absolute. Hence, St. John argues that faith
induces our assent to divinely revealed truths which, though not necessarily
in conflict with understanding and reason, nevertheless inexorably transcend
them:
“... faith ... makes us believe truths
revealed by God Himself, which transcend all natural light, and
exceed all human understanding,
beyond all proportion ...
Hence it follows that, for the soul, this excessive light of faith
blinds it and deprives it of the sight that has
been given to it,
inasmuch as its light is great beyond all proportion and transcends
the faculty of vision ... The light of faith, by its
excessive greatness
oppresses and disables that of the understanding, for the latter
of its own power, extends only to natural knowledge ... ” 14
The disproportion between faith and knowledge,
St. John argues, becomes somewhat clearer by way of analogy. The analogy,
I think, is particularly interesting, for it is frequently surprising
to contemporary but ill-informed critics of medieval thought that the
natural epistemology articulated in scholasticism – an epistemology
by and large derived from Aristotle – is thoroughly empirical in nature
as the following excerpt demonstrates relative to the inquiry at hand:
“... the soul, as soon as God infuses
it into the body, is like a smooth, blank board upon which nothing
is painted; and, save for that which
it experiences
through the senses, nothing is communicated to it, in the course
of nature, from any other source ... 15 Wherefore, if
one
should speak to a man of things
which he has never been able to understand, and whose likeness he
has never seen, he would have no
more illumination from them whatever
than if aught had been said of them to him ... If one should describe
to a man that was born blind,
and has never seen any color,
what is meant by a white color or by a yellow, he would understand
it but indifferently,
however fully
one might describe it to him, as he has never
seen such colors or anything like them by which he may judge of
them, only their names
would remain to him ... Even so is this faith
with respect to the soul; it tells us of things which we have never
seen or understood, nor
have we seen or understood aught that resembles
them at all. And thus we have no light of natural knowledge concerning
them, since
that which we are told of them bears no relation to
any sense of ours; we know it by ear alone, believing that which
we are taught” 16
Common categories, St. John argues, are
essential to the transmission, the communication, of knowledge – and
any description, however exhaustive, however carefully nuanced, that
cannot appeal to categories commonly shared, will avail nothing to understanding.
And this, of course, is precisely the difficulty the mystic encounters
in any effort to convey his experience of the Absolute. Since knowledge
necessarily appeals to experience to meaningfully inform understanding,
and the experience of the Absolute in the person of God is unavailable
outside of ecstatic union, the cognitive faculty of understanding is
not merely inadequate to, but is altogether incapable of addressing
the Absolute. Understanding, then, must be not merely suppressed, but
entirely superseded by a cognitive faculty that does not rely upon,
derive its information from, the reports of the senses gathered through
the medium of experience. And this cognitive faculty, of course, is
the infused theological virtue of faith. The author of the Letter to
the Hebrews summarizes it this way: “… faith is the assurance of things
hoped for, the conviction of things not seen.”
17
It is faith, then, that informs us, albeit obscurely, of things of which
we have had no experience whatever; things so radically dissimilar to
all other experiences that no adequate parallels, no analogies, will
descriptively suffice. It is, in fact, very much along the lines of
what St. Paul attempted to describe to the Corinthians:
“... no eye has seen, nor ear heard,
nor the heart of man conceived, what God has prepared for those
who love him”.18
Faith, then, is quite different from understanding.
Each addresses entirely different spheres, and each are informed by
radically different categories. Understanding is determinate, clearly
articulating and comprehending its object and verifying the data submitted
to it by reports of the senses. Faith has far less specificity. While
apodictically certain, it is indeterminate. It verges upon but does
not clearly comprehend its object; it requires no corroboration, no
authentication by sense, deferring instead to the veracity of the Author
from whom it holds its articles to have been delivered. And it is only
implicitly cognitive of these revealed articles as inarticulate expressions
of the Absolute which itself is incapable of being exhausted by any
and every expression of its being. Indispensable as they are, these
articles of faith are only impoverished media of a true understanding
which abolishes itself in the experience of, the immediate confrontation
with, the Absolute. And this means that for St. John, faith, in transcending
the canons of ordinary understanding, remains necessarily and eternally
unavailable to it. The elements of dogma, the articles of faith – these
self-expressions of the Absolute – ultimately involve, for St. John,
the post-rational assent to the very doctrines held to be infallibly
taught through the Magisterium of the Church concerning the revelation
of God through Scripture and sacred tradition.19
Unlike understanding which
is proactive in acquiring knowledge, the object of faith, St. John insists,
is passively received – either through revelation preceding union, or
through the divine infusion in the state of ecstasy.
The Three Theological Virtues
and the Impetus to Union
Our understanding of faith relative
to the mystical experience now becomes somewhat clearer. Faith, to recapitulate,
is the ill-defined and tenuous apprehension of something only implicitly
understood. In transcending what is explicitly, determinately cognitive,
faith passes from all the limiting frames of ordinary reference into
that state of unknowing which is the explicit negation of all the contradictions
to, and the contrarieties of, God in the created and finite spheres
of understanding and sensibility. The soul, St. John argues, is then
rendered more proximate to God in having been negated to the other –
the contraries – of God in nature and reason. Although in this state
of simple proximity the soul is not yet what God is, it is not what
God is not. And for this reason it is preeminently disposed to receiving
God in mystical union.
By now it is probably clear, although somewhat
prematurely, that the union of the soul with God is not, cannot be,
achieved through the three natural faculties of the soul: will, understanding,
and memory.20
While much remains to be addressed especially in regard to the faculty
of understanding, it is perhaps best that we pause at this point to
better gain perspective of the whole. Mystical union, as we may already
anticipate, is rather to be achieved through the three theological virtues
corresponding to these three faculties:
“... the soul is not united with God
in this life through the understanding, nor through enjoyment, nor
through imagination, nor
through any sense whatsoever; but only
through faith, according to the understanding; and through hope
according to the memory;
and through love according to the will.
These three virtues ... all cause emptiness in the faculties: faith
in the understanding, causes
emptiness and darkness with respect
to the understanding; hope, in the memory, causes emptiness of all
possessions; and charity
causes emptiness in the will and detachment
from all affection and from rejoicing in all that is not God.”
21
Each infused theological virtue, we can
see, is the negation of its corresponding natural faculty, and insofar
as these virtues succeed in their negative functions, just so is the
soul disposed, or receptive, to the state of infused contemplation.
These virtues, like many elements of the mystical experience that are
steeped in polarity, are in fact double-sided. On the one hand they
are seen to be negative, disabling the faculties which they supersede
even as they are enacted within them. On the other hand, they are seen
to be positive, informing the soul even as they displace the natural
faculties they have negated. At this point, however, St. John considers
them largely in their negative aspect. Faith is the explicit negation
of understanding: it abolishes the mediatory function of reason in apprehending
its object intuitively. The object of faith is transcendent, and therefore
inaccessible, to the rigorously defined and therefore limited architectonics
of the categories of understanding. While these are sufficient to addressing
finite objects in the created order, they do not, cannot, suffice in
addressing the Absolute. Consequently, they are abolished in the enactment
of faith.
Hope, on the other hand, is equally the
negation of its own corresponding faculty in the memory which, for St.
John, is really a kind of residual faculty of understanding. Unlike
understanding itself which is actively engaged in acquiring, coordinating,
and, through the dialectic of reason, synthesizing the data delivered
it by the senses, memory – strictly speaking – is a passive repository
of either the synthetic fabrications of reason or of impressions acquired
through the senses. And I say strictly speaking for this reason: memory
of itself essentially consists in mere recollection; the recollection
of things and concepts no longer contemporaneous with that exercise
of reason or the immediate sense experience by which they were initially
acquired. Once acquired, of course, these initial acquaintances – until
repeated, in the case of sense experience – immediately devolve to memory.
There they passively form the repository of acquired knowledge to which
reason or understanding subsequently appeals, and consequently amplifies,
when synthesizing or analyzing new data submitted by the senses or acquired
through the activity of reason. Imagination, however, which for St.
John is a sub-faculty of memory – that in turn is subsumed beneath understanding
– acts to creatively synthesize and manipulate the data deposited in
memory in much the same way that understanding does – with two important
exceptions. The exercise of the imagination, while not antithetical
to, or even necessarily exclusive of, reason, is nevertheless unconstrained
by the canons of syllogistic reasoning that apply to understanding.
It quite freely, and quite often prescinds entirely from the protocols
of logic. Both analytic and synthetic, imagination systematically
analyzes the part from the coherent whole and is quite capable of synthesizing
incongruent and illogical fictions from essentially unrelated data.
No laws, in other words, are discoverable in the exercise of the imagination
apart from the route the data take to inform it. But more importantly,
imagination is remote from immediacy: while initially informed by the
senses, it subsequently acts independently of them. It may take its
clues from the senses, but the products of the imagination have no correlate
in reality. In short, they are not factual reports, but elaborate fictions.
Fictions which, in the end, are composites of created things initially
derived from the senses and ultimately sharing, with all other things
in memory whose provenance lays in sense, in that contrariety to God
which is preclusive of union. As faith was seen to abolish understanding,
so now hope in supplanting memory abolishes it, for the theological
virtue of hope, St. John tells us, is by definition, directed to that
which is not yet possessed.
22
But, we are likely to object, are not faith,
hope, and love resident in memory as well? In that state of negativity
preparatory to union, may not the contemplative be said to recollect,
to remember the articles of faith, which in turn inform hope and articulate
the object loved? After all, these were, St. John had argued earlier
– and prior to being assented to – first learned, acquired through the
hearing, and, we presume, deposited into memory. Is not the mystic,
then, appealing to elements within the very deposit of data (memory)
which we had understood to have been abolished by hope? St. John, unfortunately,
is not at all clear on this point. But there is, I think, a semantic
issue involved here concerning the notion of recollection which does
not readily lend itself to the categorical opposition St. John seems
to place between memory as a natural faculty and hope as an implicitly
mnemonic virtue. We are, however, clear on one point, and that is that
the memory as a natural faculty is in fact negated – effectively abolished
– relative to things created. In being supplanted by hope, it is expropriated
of every datum corresponding to the created order.23
But the soul does not then possess no at least implicitly mnemonic faculty
whatever. Hope, which has replaced memory, materially possesses nothing,
but rather, formally anticipates the possession of something. Of what?
It anticipates the possession of the object which the articles of faith
address, the object of which faith is cognizant, God – which the soul
does not yet possess, but only hopes to possess. That is to say, hope
anticipates, since it does not possess, what faith recognizes but does
not clearly know. Faith is the reservoir of hope which appeals to things
uncreated, and unlike memory, unpossessed. Hope then is seen as the
antithesis of memory in possessing nothing, and as the supernatural
counterpart to memory in anticipating what it does not possess, but
what it nevertheless latently recognizes through faith.
There are, moreover, distinct differences
discernible between the way in which data are preserved in memory, and
the way that the articles of faith are preserved in the latently mnemonic
theological virtue of hope. To begin with, we do not possess the articles
of faith in the way we possess the impressions of the senses, or, say,
the theorems of Euclidean geometry. Geometric theorems, for example,
are rationally, and even empirically demonstrable; they are characterized
by a deductive certainty deriving from analytical principles so clearly
defined, so self-evident as to be unequivocal and incontrovertible.
The inherent specificity of geometry as the paradigm of purely deductive
reasoning, and therefore the paradigm of deductive certainty– of incontestable
knowledge for philosophers from Plato onward – stands in stark contrast
to the obscure and indeterminate articles of faith which very clearly
are not the conclusions of syllogistic reasoning, possess nothing in
the way of deductive certainty, and are by nature not susceptible to
being demonstrated either rationally or empirically – although, as we
have said, they may not of themselves necessarily be in conflict with
reason. In short, the articles of faith do not qualify as knowledge
– certainly not along the lines that would fit a purely rational paradigm.
And knowledge, either derived analytically from the exercise of reason,
or acquired through the reports of the senses, or indeed as the synthesis
of both, is, after all, what we understand to be passively archived
in memory.
But we might further object that this deposit
of data in which memory consists typically comprehends a vast number
of concepts which do not share, are not characterized by, the rigorous
deductive certainty of the geometric model we have invoked. In fact,
much of that deposit of knowledge that we call memory is really inchoate,
and quite nearly as vague as the articles of faith themselves. However
this may be, it nevertheless remains that they are also susceptible
of being fully articulated by subsequent reasoning; or, more apropos
of our argument, since we understand these incompletely articulated
concepts to be merely deficient in formation, it is entirely possible
for them to be fully informed by subsequent experience. Such concepts
deriving from, and constructed around, empirical acquaintance, or the
impressions of the senses, are, therefore, verifiable through, and capable
of being augmented by, further experience. And this is to say that the
object of faith implicit in hope does not constitute data in precisely
the same way that rational concepts or sense impressions do.
To summarize,
then, our understanding of the differences that obtain between hope
and memory, we may say that memory, unlike hope, is characterized by
specificity, and the data resident in memory are susceptible of further
elaboration subsequent to further investigation. The corresponding
faculty of hope, on the other hand, is radicated in faith – not reason
or sense – and its object, unlike memory, only vaguely, indeterminately,
imprecisely, corresponds to a reality that was not empirically acquired,
is not empirically available, and is, therefore, not verifiable.
Memory and hope, then, while yet sharing
parallel mnemonic functions, effectively
qualify as contrarieties in the epistemological account of St. John.
This regrettably involuted account, necessary
to distinguishing memory from hope, finally puts us in a position to
understand why St. John will later argue that the soul is unified through
the three theological virtues
24,
why this unity results in the soul’s singular intentionality in God
(its being exclusively, absolutely centered upon God), and how this
facilitates the soul in its movement toward God in the soul’s possessing
within itself no contrary to God. Let us look at this more closely.
Since the soul’s faculties are no longer diffused among a multiplicity
of objects, but are, rather, in a common state of negativity (or proximity)
– each characterized by its respective theological virtue – the soul
is unified both in this negativity, or night of the soul, common to
each faculty, and by intentionality, in that each of these virtues are
theological in nature, or exclusively directed to the one, singular
object in God. Simply put, all the faculties have entered the one same
night: negation. And all the theological virtues address the one same
object: God. This translation of the natural faculties into their corresponding
theological virtues constitutes what St. John will henceforth refer
to as spiritual negation, or the spiritual night of the soul
25
which is a pivotal point in the movement to mystical union as we shall
later find in Part 2.
Whereas
we had found the night of the senses to consist in the detachment from
the created external order in nature according to each faculty, so now
the night of the spirit will be found to consist in a similar detachment
from the created internal order of spirit. And once spiritual negation
has been achieved, the soul will have entered into a state of absolute
negativity, for it is the bilateral, absolute, and unqualified negation
of the two created aspects of bidimensional man: the natural dimension
relative to nature, and the spiritual dimension relative to spirit.
This state of absolute negativity, in fact, corresponds
to what St. John otherwise calls “annihilation”
26,
for it is, as it were, the annihilation of the soul’s natural existence:
“... the soul must not only be disencumbered from that which belongs
to creatures, but likewise, as it travels, must be annihilated and
detached from all that belongs to its spirit ... This ... is death
to the natural self, a death attained through the detachment and
annihilation
of that self, in order that the soul may travel by
this narrow path, with respect to all its connections with sense,
as we have said, and
according to the spirit as we shall now say
...” 27
Epistemology or Heterodoxy?
The Annihilation of the Soul
This is the inauguration of that
“terrible night” of which St. John so often speaks, the night which
must be traversed in faith alone.
28
Here every other standard of reference to the world of experience ordinarily
understood, fails, evanesces, before the negativity of night. And here
it becomes absolutely critical to the purpose of our commentary that
we correctly understand what St. John refers to in speaking of the concept
of “annihilation”. The various phenomenologies that have historically
evolved around the concept of mysticism are almost universal in incorporating
this mercurial and extremely fragile term, and there is far from unanimity
among them concerning its significance. This is particularly true for
the Christian mystic. First of all, it is not, we must hasten to add,
a type of nirvanic annihilation of the self much as we understand in
certain Vedantic phenomenologies broadly construed as mystical, for
in St. John’s account the self, however attenuated through the process
of negation, is nevertheless understood to be preserved in super-natural
existence. Not, to be sure, in the exercise of its natural faculties
ordinarily understood – but rather through the theological virtues which
at once annihilate (negate) the self relative to the natural faculties,
and preserve the self as the presupposition of that personal and residual
consciousness within which the theological virtues are enacted, exercised.
Annihilation,
because it is so easily misconstrued, is one of those volatile concepts
within Christian mysticism that readily lends itself to charges of heterodoxy,
the sanctions against which, at the height of the Counter-Reformation
(1560-1648), were stringently applied. Despite this fact, it is not
the case that St. John, as a contemporary figure in this tumultuous
period, simply deferred to orthodoxy out of expedience as some may suppose,
or worse yet, deliberately couched his terms in equivocal language to
conceal a covert agendum antagonistic to accepted doctrine or ecclesiastical
authority. There is not a shred of evidence to support this contention.
St. John was unwavering in orthodoxy, and would undoubtedly have answered
that, if his mystical doctrine was entirely consonant with the deposit
of faith articulated by the Magisterium of the Church, it was not, for
that reason, a procrustean accomplishment; a matter of merely accommodating
his doctrine to the formal requirements of faith – but rather that the
articles of faith must be seen as having informed his doctrine – as
indeed they had – which in turn was a vindication of that dogma whose
elements were subsequently authenticated in the mystical experience
itself.
Identity and Individuation:
Noesis or Nuance?
But to return to our point, the
annihilation of which St. John speaks appears to be essentially the
radical reduction of the self to an irreducible state of consciousness.
This consciousness, we have already said, necessarily presupposes something
of which it is conscious. To restate our point succinctly, our consciousness
is always a consciousness of. Of what? Well, certainly of something.
And this something, of course, can no longer be the deliverance of sense
and reason already transcended. It is, rather, an anticipatory consciousness
informed by the articles of faith alone, and exclusively directed toward
God apart from any other object of intention. In essence, it is a state
of pure intentionality. The self has completely receded from all relativity
to everything outside itself: it is perfectly receded from, and therefore
utterly without reference to, the non-self, both in nature, as negated,
and in God, as yet revealed. In this state of absolute recession, the
soul has only the dim, merely formal cognition of God – unaccompanied
as yet by any empirical acquaintance – provided it through the three
theological virtues which are at once, paradoxically, the very principles
behind this annihilation, and simultaneously the means of the preservation
of the self subsequent to it. While much of this remains to be discussed
in greater depth in Part II,
it is nevertheless important to an understanding of St. John’s thought
at this point to recognize that the self – that is to say, personal
consciousness – in fact survives the annihilation of which St. John
speaks in his account. And it is precisely this residual self-consciousness,
this implicit but nevertheless distinguishable apperception in the face
of the Absolute which preserves a distinction in identity even as this
union abolishes contrariety in nature.
The implications that evolve from this
are worth considering further. We had, for example, spoken of the self
earlier as having been brought to an irreducible state of consciousness
epistemologically poised in an act of pure intentionality. But what,
we must now ask, is the self so understood? Our very notion of identity,
of our self, would seem to be bound up with a great many material and
historical antecedents which must then necessarily be borne along with
our identity beyond negativity. Our individual identity – who we are
– defined, by and large, by our unique historical antecedents would
appear to be a necessary component of a coherent conception of the self.
But let us look at this anew from the phenomenological perspective of
the mystic. We are accustomed to being individuated by precisely those
elements which, through the via negativa, have been negated
and transcended: namely finitude and temporality. We perceive ourselves
to be such and such an individual apart from other individuals by virtue
of certain clearly defined material limits – our bodies, for example,
describe a finite area that is discrete from the bodies of others; our
minds, while similar to others in their cognitive faculties, are unlike
others in that our thoughts are not identical to the thoughts of others;
my experiences in all their subtleties, and the arrangement and chronological
order of these experiences, are not identical with those of others,
having been acquired, enacted, if not in different frames of time then
in different locations in space; still yet, my parents are not your
parents, or if they are, my birth was not precisely coincidental with
yours, and I never had myself as my brother. In short, there are a thousand
ways in which we individuate ourselves from others and acquire a sense
of identity that is essentially composed differentially.
And
so our question is: Can we in fact possess an identity apart from these
individuating elements or circumstances? And if so, in what does that
identity consist? Indeed, does one lose one’s individual identity altogether
in mystical experience, and does this consequently entail some absurd
and essentially meaningless form of cosmic consciousness? These, and
other questions like them, some rather frivolous, others quite serious,
enable us to see why mysticism is often the breeding ground of redoubtable
epistemological difficulties – as well as a good deal of nonsense. Within
each of these instances or circumstances we find time or finitude or
both as the individuating principle behind the conception of identity.
But it is equally clear that the radically reduced notion of the self
consequent to the mystic’s subjection to the via negativa entirely
prescinds from the self as historically articulated. The mystic in essence
acquires a new identity, not that of the self reflexively identified
– that is to say the self historically identified with the utterly personal
existential enactment of its own being chronologically considered at
a different, elapsed, point in time – rather, the mystic’s identity
now refers, not back to himself, reflexively – but to God. And this
new identity, in fact, is merely the re-appropriation of the soul’s
primal identity as the imago Dei, the image of God. This notion of identity,
which is always and essentially reciprocal in nature with an other relative
to which it is the same, remains to be discussed more fully later on.
We only touch upon it here to further illustrate the point that the
annihilation of the soul in no way compromises, but rather attenuates
the identity of the soul which nevertheless remains intact beyond absolute
negation.
Faith as Negativity:
The Knower and the Unknown God
Returning once again to our discussion
of the relation that obtains between faith and understanding, we had
found that no proportion, or as St. John puts it, similitude, exists
between the understanding and God for reasons already discussed and
principally involving the notion of incommensurability:
“... all that the imagination can imagine and the understanding
can receive and understand in this life is not, nor can it be,
a
proximate means of union with God ... [ for ] all that can be understood
by the understanding, that can be tasted by the will,
and that can
be invented by the imagination is most unlike God and bears no proportion
to Him ...” 29
In
the face of this incommensurability, a requisite to union must consist
in a transformation that will bridge this gap which is infinite; that
will, in effect, restore a measure of commensurability between the means
and the end, cognition and God. This transformation, however, cannot
be effected by, since it is clearly beyond the natural ability of, the
created and finite soul. It can only, therefore, be divinely initiated.
And this, we have seen, occurs when God leads the soul, through faith,
into the state of negation. But how are we to understand faith – which
up to this point has largely been a negative factor in St. John’s account
in the way of abolishing understanding – as now capable of restoring
this commensurability? Well, to begin with we had already seen that,
for all its obscurity, faith nevertheless entails certain positive elements
in the form of implicitly understood articles ultimately derived from
the self-revelation of God to man; articles which, for St. John, are
to be received in that simplicity which is consonant with faith:
“ ... the understanding, profoundly
hushed and put to silence ... leans upon faith which alone is the
proximate means whereby the soul
is united with God;
for such is the likeness between itself and God that there is no
other difference, save that which exists between
seeing God and
believing in Him. For even as God is infinite, so faith sets Him
before us as infinite; and as he is Three and One, it
sets Him before
us as Three and One; and as God is darkness to our understanding,
even so does faith likewise blind and dazzle
our understanding.
And thus, by this means alone, God manifests Himself to the soul
in Divine light, which passes all understanding.”
30
Faith, in other words, transcends the limitations
of understanding in affirming of God those attributes which the understanding
in its limitations, and without involving itself in contradiction, could
not possibly affirm. And so in transcending understanding, faith simultaneously
transcends limitation implicit within understanding – and in doing so
simultaneously establishes commensurability with the infinite and the
unlimited. Such a transcendence will inevitably entail a cognitive transformation
as well. Determinate understanding with all its limitations is no longer
sufficient. In fact, it has already been abolished in the negativity
of faith. Abolished – but also superseded, as we had already seen, by
a faculty quite different, a faculty which, as the negative of understanding
with its distinct concepts and determinate categories, will necessarily
be indistinct and indeterminate.31
And this type of cognition, not radicated in an acquaintance with its
object either empirically acquired through sense or rationally acquired
through the analytic or synthetic activity of reason – that is to say,
which does not acquire its object mediatively – is essentially intuitive
in nature.
“Natural” and “Supernatural” Modes of
Understanding
So
we find that, despite the negativity of faith, it is, after all, not
the case that all understanding categorically ceases, but merely a particular
kind of understanding, for within the comprehensive faculty of understanding
itself, St. John distinguishes two quite different modes: the natural
and the supernatural. The former refers to the distinct and
determinate mode of ordinary cognition both appropriate
and sufficient to addressing the world of ordinary experience, and consisting
in finite concepts actively applied to finite data. The latter corresponds
to that intuitive mode of cognition subsequent to the state of negation
in which faith has superseded natural understanding. The former we have
already examined. It is the latter with which we are now concerned.
This supernatural knowledge, as St. John calls it, is, to additionally
complicate matters, then further subdivided into corporeal and spiritual
modes through which knowledge is communicated to, and passively received
by, the soul. 32
Understanding at this point becomes, as it were, rarefied in that epistemological
margin between nature and spirit. It is at the outermost extremity of
both, while completely sharing in the unique character of neither. Let
us, then, look at each mode as it informs understanding and see what
further conclusions remain to be drawn.
The “Corporeal” Mode of Understanding
The corporeal mode of supernatural
understanding, St. John tells us, consists in those communications to
the soul which proceed either through the external sensuous by way of
the bodily senses, or through the internal sensuous according to the
imagination. At this point we can safely say that St. John has already
demonstrated 33
that the imagination is dependent upon empirical data acquired through
experience, and that, therefore, no proportion whatever can possibly
exist between God and the synthetic constructs of imagination. Incapable
of proximating God, imagination is summarily disqualified as a proximate
means to union with God. The very specific and determinate nature common
to every product of the imagination is profoundly incommensurable with
the infinite reality of God. Consequently, the internal sensuous according
to the imagination must be negated of all the various forms and images
which are either the products of its own synthetic activity, or which
derive from a supernatural agency communicating these forms and images
to it, 34
for without exception they entail contrariety to God. That this applies
with equal and greater force to those supernatural phenomena sensuously
embodied in the external order is already clear. Our treatment, then,
of imagination, in an effort to leave no element unaddressed in our
account, is really parenthetical to our articulating an epistemology
of mysticism. By and large the constituent elements of imagination may
be subsumed under the broader category of sense, and stand merely to
be abolished in the movement toward contemplation.
The “Supernatural” Mode of Understanding
On the other hand, St. John’s
discussion of the supernatural mode of understanding is a good deal
more illuminating. Even a casual reading of St. John reveals that, in
an effort to be as precise as possible, his systematic treatment, especially
in regard to the faculty understanding, becomes increasingly schematized.
The category of understanding, for example, is further divided into
sub-categories of natural and supernatural modes of understanding. The
supernatural mode, to take just one element in this bifurcation, is
then further analyzed into corporeal and spiritual modes, and the spiritual
mode, in turn, further subdivided into distinct and special and confused
and general modes.
35
This is no gratuitous exercise in speculative analysis. St. John’s objective,
we must remember, is always practical. In taking such a rigorous and
systematic inventory of understanding, St. John effectively attempts
to address an issue involving the single greatest liability to which
not only the mystic, but the entire mystical enterprise itself, is exposed:
the problem of error. Although we had briefly examined this problem
earlier, let us look at it once again in light of the present context.
Supernatural understanding, as St. John calls it, is either communicated
distinctly and specially through visions, revelations, locutions, and
the like – or generally and obscurely, that is to say, in a manner lacking
both in specificity and clarity. In essence, however, St. John’s entire
discussion of knowledge supernaturally communicated to – not actively
acquired by – the soul, is at least implicitly his treatment of the
impediment of error, both here and elsewhere.
Consequently it is, at one and the same
time, an ad hoc critique of human understanding confronted with the
supernatural – to the end of establishing a canon of authenticity to
which the mystic may ultimately appeal with unquestionable certainty.
And it is precisely this type of critical analysis – to which the Christian
tradition of mysticism owes a great debt to St. John – that is central
to our accreditation of the mystical experience as in fact veridical.
For unless quite definite criteria are established concerning the authenticity
of the contemplatives mystical experience – that it is a unique experience
corresponding to, not simply a solipsistic or reflexively interpreted
reality , but to a reality independent of the mind of the mystic – Christian
mysticism will fail to exempt itself from the most remarkable and bizarre
array of pseudo-mystical states, including delusional psychoses, which
are often otherwise broadly, and erroneously, characterized as “mystical”
.This problem, worthy of a chapter in itself, will be examined more
extensively later on. For the moment it is sufficient to note that St.
John is acutely aware of some of the problems created by this type of
confusion. For example, he insists that,
“... he that esteems such things errs
greatly and exposes himself to the peril of being deceived
36
... [for] a readiness to accept them
opens the door to the devil
that he may deceive the soul by other things like to them, which
he very well knows how to dissimulate
and disguise, so that they
may appear to be good; for, as the Apostle says, he can transform
himself into an angel of light.”
37
This premature and clearly parenthetical
treatment of the problem of error equally serves to underscore the imperative
of faith in the soul’s journey to union with God, for it is faith, as
we will come to understand, which constitutes the one epistemological
constant to which the several modes of understanding are subordinated
throughout.
Dealing first with the distinct and special
mode of supernatural understanding, St. John tells us that these very
specialized apprehensions are, to begin with, sensuously communicated
to the soul – understanding does not play an active, or intentional
role in acquiring them much in the way that it does in its interpretive
interaction with data delivered by the senses subsequent to being actively
addressed by understanding. The notion of intentionality relative to
the understanding is entirely absent in the case of these apprehensions
as they come to the soul – which at this point, we will remember, is
passive – through the five bodily senses. It is most urgent, St. John
argues, that the soul maintain an attitude completely skeptical to these
apprehensions; in fact, if at all possible, to entirely disregard them.38
A Dark Impedimence:
Diabolical Deception
Given the disproportion and contrariety
which we have seen to exist between God and the created order (all that
is not God), St. John further argues that the greater the apparent corporeity
and exteriority of the apprehension, the less warrant we have to presume
its origin to be in God. The possibility, if not the likelihood, both
of human error and diabolical deception relative to these sensuously
embodied communications is, for St. John, far greater than in communications
to the spirit; and for this principal reason: our judgment, accustomed
as it is to defer to the superficial reports of the senses – not just
as an ordinarily reliable index of a reality, but characteristically
of a reality presumed to in fact correspond to its appearance – is accurate
only to the extent to which appearances actually coincide with the reality
they ostensibly signify. And this is simply another way of saying that
we characteristically, even necessarily, judge only on the basis of
appearances. And while, on the one hand, real correspondence often exists
– our interaction with the world around us would be impossible or chaotic
otherwise – on the other hand disqualifying instances clearly abound:
most often as a matter of mistaking appearances to authentically represent
realities to which they actually do not conform, or less often but equally
real, by subreption through diabolical malice – in either case the resulting
misjudgment is what we call error. And what this effectively means
is that sense experience does not necessarily constitute a confirmation
of reality. And this is St. John’s whole point. This is why the contemplative
must not defer to the senses, however credible their reports may appear.
Moreover, St. John argues, in their tangible
dimensions, these sensuous communications cannot in reality bear any
proportion to, and are in fact the ontological opposite of, the spiritual
reality which they purport to convey.
39
Even were such communications divine in origin, these supernatural reports
would serve merely as the vehicle, the character of which invariably,
ineluctably, colors our interpretation of the actual significance. Invested
as they are with clarity and distinctness, the forms of these apprehensions
further tend to overshadow the implicit spiritual significance they
are intended to communicate independent of their sensuous expedient.
It is, then, crucial for the mystic to act in utter disregard of any
such communications, and in so doing avoiding the occasion of the two
principle possibilities of error. However, it now becomes problematic
as to how one thing (the sensuous) contrary to another (the spiritual)
– as clearly they have been throughout our account so far – can be the
vehicle of its antithesis, that is to say, how the spiritual can be
sensuously embodied at all. St. John provides us with no clear answer
to the problem. In a sense it stands clearly aside from his practical
intent. But not from ours. I think, however, that one solution is suggested
by the logic of the argument itself.
Any supernatural manifestation of necessity
introduces itself within the natural order. This having occurred, a
radical duality is subsequently generated, the two distinct components
of which are nature and spirit On the one hand we have what we might
call unqualified nature in the simple material sense, and for lack of
a better term, qualified spirit. What we have called qualified spirit,
we might say, is super-existent in nature. Although subsisting independently
of the material order, it is nevertheless capable of assuming additional,
if fundamentally extraneous, ontological characteristics essential to
its introduction to, or appearance within, the material order. But it
does so only under some clearly defined conditions ontologically dictated
by the nature it assumes. Being in nature and assuming quasi-natural
dimensions, it must conform to the two ultimate constituents of nature
as the very ontological frames – the very matrices of finitude – presupposed
in every conception of nature as such, namely, time and space. Simply
put, any supernatural manifestations must occur somewhere and sometime.
However these manifestations may be able to contravene every other protocol
of nature through their yet undiminished supernatural character, as
manifestations in nature, they are necessarily subject to these two
laws governing all appearances in nature whatever. In other words, they
must share definite characteristics common to, if in fact they are to
occur as appearances within, the material order.
Despite this incorporation, however, this
spirit-in-nature–which every supernatural manifestation essentially
is – yet remains other to nature as spirit. That is to say, it nevertheless
remains unqualified spirit, spirit unmodified or unconditioned by nature;
spirit merely introduced within and only physically – not essentially
– constrained by the laws of appearance, the two laws alone which it
cannot contravene, but to which, as we have said, it must submit as
a condition of any appearance whatever. Assuming physical specificity
as a condition of its appearance – not as essential to its nature –
it becomes qualified, subject to laws from which it is characteristically,
essentially immune, and to which it submits itself merely as an expedient
to its appearance in nature. But if this, in fact, is how spirit is
capable of being sensuously embodied, it does not answer why they are
embodied at all. This question is answered by St. John.
More on “Spiritual Communications”
Before going further we must point
out that at this stage in the Ascent, St. John is treating of the mystical
experience as it pertains to the beginner who is just being brought
into the first stages of mystical union and who is not yet completely
withdrawn from the senses.40
As a result, these spiritual communications are given sensuous form
in order to be rendered proximate to ordinary, sensuous understanding.
In fact, as we have already seen, they are merely an expedient – addressed
as it were to the determinate mode of ordinary understanding in order
to lead it the further on in its desire for union with God.41
The form which this communication takes is, to sensuous understanding,
merely the necessary vehicle of the spiritual reality behind it which
transcends the sensuous form, even as this reality is eclipsed by it
in the immediacy of sense. But the nature of this super-existent reality
concealed beneath the superficies of form is nevertheless such that
it succeeds withal in producing its effect independently of the form.
The noetic realization is obscured by, because the soul at this point
is merely attentive to, the form of the communication. In the words
of St. John, it is “secretly” communicated to the soul.
Now we must admit that this strikes us
as rather odd. If these communications are capable of producing their
effects independently of the sensuous form in which they are embodied;
and if, furthermore, the phenomenal features which such communications
assume by way of mere expediency are to be ignored altogether as a likely
source of error – then why are these communications not effected in
the soul without the appearance of the sensuous form that is both unnecessary
to their producing their effects and, at the very least, the likely
occasion of misjudgment and error? I think that this is a serious question
that requires an answer. And the answer, I suggest, is offered within
the context out of which the problem arises. It is unquestionably within
the power of God to produce effects within the soul of which the soul
is not cognizant. Or even to produce effects within the soul which the
soul acknowledges but does not apprehend in either an experiential or
noetic sense. A few instances which immediately come to mind concern
the sacraments of Baptism, Confirmation, and Holy Orders, each of which
are held to impress certain indelible characters upon the soul – as
well as supernatural capabilities – only the external significance of
which is recognized and acknowledged. The actual character, seal, or
impress of God upon the soul is neither cognitively accessible nor subject
to empirical verification. In the case of Baptism, it is entirely possible
for a child to be baptized and subsequently mature in complete ignorance
of his faith and his own baptism – all the while possessing the baptismal
seal, and all that it signifies, without recognizing it.
The power conferred in these instances,
as well as the effect itself – not, of course, the ritual signifying
the effect – may be said to have been secretly communicated to the soul.
Now this analogy that we have chosen is not at all inappropriate to
our purpose. We must recall, once again, that the present discussion
revolves around the contemplative who is not yet totally withdrawn from
the senses. While the effect of the communication is in fact wrought
independently of the form, the sensuous form serves to signify the reality
being enacted completely supernaturally, secretly, invisibly, within
the soul. It is a sign to the soul – which is still sensuously oriented
– of something being enacted supernaturally. And as a sign, it points
to, signifies, something beyond itself of which the sign constitutes
no material element. Moreover, as a sign, it is an indication of the
proximity and presence of something else of which it is merely a sign.
And this is precisely the manner in which God first moves the soul to
greater desire for union with Himself. So in answer to our question,
can God produce effects within the soul without adverting to sensuous
phenomena, we must unequivocally state, yes. But his doing so with a
soul still primarily oriented to the senses would effectively move the
soul no closer to God, and so be apart from his purpose.
... And More on the Notion of the Impedimence
of Error
Let us look a little closer now
at the nature of the error to which the soul is liable in adverting
to the sensuous form of the these supernatural communications. First
of all, St. John argues, the soul errs in judging these apprehensions
to be as they sensuously appear. In pronouncing judgments that appeal
to the sheer phenomenal features of such occurrences, the soul illegitimately
insinuates a spurious commensurability between nature and spirit which
does not, and cannot, metaphysically obtain. And it is precisely because
of the disproportion that exists between spirit and nature that any
such embodiments of spirit are pure contingencies, exigencies in which
no necessary connection is discernible between the appearances and the
realties ostensibly signified by them. The soul, in order to avoid error
then, must not only prescind from the sheer phenomenal dimensions of
such appearances, but suspend its judgment concerning them altogether.
42
There is, moreover, a second and potentially
greater danger involved in giving credence to these communications and
what they purport to convey, and this, for St. John, lies in the very
real possibility of diabolical deception. The dysteleological presence
of personified evil on the ontological fringe of spirit toward which
the contemplative moves is of genuine concern to St. John. It is the
perfectly disvaluable presence whom, as we had seen earlier, Jesus describes
in no unclear terms as “... a liar and the father of lies.”
43
and whom St. Peter calls “[the] adversary, the devil, [who] as a roaring
lion, walks about seeking whom he may devour.”
44 The
mystic, then, in addition to the liability to error connatural with
judgment, confronts the possibility of supernatural error foisted upon
the soul by no less than an agency metaphysically diabolical in nature
and historically
inimical to the ultimate interests of
man – which, not simply for the mystic but for every Christian as well,
preeminently lies in union with God. Confronted with so redoubtable
a foe, far more powerful, tremendously more resourceful, vastly more
intelligent, and invincibly evil, the soul, for St. John, has but one
recourse – and that is to advert once again to the methodological suspension
of judgment. St. John maintains that since God is more disposed to communicate
with the soul through the spirit, rather than through sense, all such
sensuous communications should be least methodologically – to proceed,
not from God, but rather, from the devil. St. John is clear on this
point: the realm of matter and sense is particularly susceptible to
the artifice of the devil who, through exercising his influence over
the sensuous and material, actively endeavors to deceive the soul and
to frustrate it in its efforts to achieve union with God.45
All judgment, then, must be categorically suspended and the ordinary
canons of interpretation which the mystic invokes before the world of
appearances must be entirely relinquished as inadequate before such
extraordinary occurrences if the soul is at all to succeed in avoiding
the impediment constituted by error, and so achieve union with God.
For St. John the chief danger, however,
in submitting to such communications – and ultimately, the diabolical
stratagem is directed to this end – lies in the soul’s subsequently
abandoning the principal means of union with God which we have found
to be faith. In failing to disregard these communications, the soul
consequently abandons that faith which takes for its object the unrevealed
– and in so doing proceeds, not according to the only proximate means
of union with God – which is faith – but according to the understanding
in relation to its proper object which is revealed, and which St. John
has already demonstrated at length to have no proportion whatever to
God. But what if this supernatural communication does in fact proceed
from God – as very well it may? Does the soul not err in withholding
its assent? This would appear to be a very cogent objection, for it
would seem that by withholding its consent, the soul would then be subjecting
itself to the very liability it is expressly committed to avoiding:
error.
But this is not the case, St. John answers.
If a given communication does in fact proceed from God, then it produces
its effect on the soul independently of the soul’s judgment and assent:
“... if [any communication] be of God,
[it] produces its effect upon the soul at the very moment when it
appears or is felt, without
giving the soul time or opportunity
to deliberate whether it will accept or reject it. For, even as
God gives these things supernaturally,
without effort on the part
of the soul, and independently of its capacity, even so, likewise,
without respect to its effort or capacity,
God produces within it
the effect that He desires by means of such things, for this is
a thing that is wrought and brought to pass in
the spirit passively
...” 46
But why, we must now ask, would God continue
in such supernatural communications if they are likely to be the occasion
of error, or worse yet, a defection from faith? Considered more carefully,
however, there is something subreptive in this objection that makes
it spurious, for if we look closely we find that it is really anachronistic.
We must answer that, essentially, God does not so continue. Through
these communications, we have seen, God is leading the beginner into
the state of contemplation, and in so doing, God initially cooperates
with the limited nature of the soul by introducing sensuous forms and
images to the understanding – principally, St. John tells us, in the
act of meditation. Gradually, however, God leads the soul from the active
state of meditation together with its various forms and images, into
the passive state of contemplation in which the limited nature of sense
in transcended through, and in fact supplanted by, the simple assent
of faith.
To further emphasize the point, St. John
uses an interesting analogy to demonstrate the necessity of the soul’s
remaining passive and exercising no judgment whatever relative to such
apprehensions. We have, St. John argues, no less a paradigm than Scripture
itself:
“... although sayings and revelations
may be of God, we cannot always be sure of their meaning; for we
can very easily be greatly
deceived by them because of our manner
of understanding them. For they are an abyss and a depth of the
spirit, and to try to limit
them to what we can understand [would
be in vain] 47
... let it be realized, therefore, that there is no complete understanding
of the
sayings and things of God ... 48
[whereas in themselves
they] are always certain, they are not always so with respect to
ourselves ...
One reason is the defective way in which we understand
them ... To many of the ancients many of the prophesies and locutions
from God came not to pass as they expected because they understood
them after their own manner ... “
49
These communications, he continues, are
equally capable of being apprehended by the understanding without the
active mediation of either inner or outer sense, without corresponding
phenomena in the external order, and, moreover, without the active engagement
of the imagination:
“[These] four apprehensions of the
understanding ... we call purely spiritual, for they do not (as
do those that are corporeal and imaginary)
communicate
themselves to the understanding by way of the corporeal sense; but,
without the intervention of any inward or outward
corporeal sense,
they present
themselves to the understanding, clearly and distinctly, by supernatural
means, passively – that is to say,
without the performance of any
act or operation on the part of the soul itself ... “
50
Those
apprehensions, then, that were previously invested with qualities distinctly
accessible to the senses, are now received by the understanding with
an intelligible clarity and distinctness which parallels in the intellect
the definition with which these apprehensions were invested in order
to be first accommodated to the senses. It is, however, an intelligible
definition, a definition no longer concealed, as it were inchoate, within
distinctly sensuous perimeters. In a word, it is completely unconditioned
by corporeity and exteriority. But how can visions, locutions and the
like can be rendered
non-sensuous at all? Not only non-sensuous,
but purely intelligible? It would seem, at first glance, as though St.
John had inadvertently overstepped every criteria of meaning in his
pursuit of ultimate realities – but a closer look reveals otherwise.
The solution to this enigma, we find, is suggested in certain terminological
transitions that occur within the text. To wit, at one point St. John
describes these four apprehensions – including locutions and spiritual
feelings – as “visions of the soul”, and “intellectual visions” respectively.
51
It would appear, then, that the terms “revelations, “locutions”, etc.,
as we find them variously applied to these supernatural apprehensions,
are essentially employed analogically.
52
While some correlation, however attenuated, undeniably obtains between
the terms in the analogy – otherwise it would be altogether useless
–the complete amplitude of what is signified characteristically, even
essentially, exceeds an inflexible criterion of meaning. And this, after
all, is the whole purpose of adopting an analogy – to verge upon an
amplitude of meaning accessible through no other means; by approximating
– not by achieving – a satisfactory meaning. And, to enunciate the obvious,
a totally satisfactory meaning would not require the use of analogy.
So understood, the terms “visions”, “locutions”, etc., to which St.
John adverts, are intended to approximate by way of analogy an aspect
of reality that only remotely corresponds to the meanings imbedded in
a language that is not, and cannot be, sufficient to the descriptive
task. Language, predicated as it is upon shared experiences, is simply
too impoverished to accommodate the amplitude, the infinite amplitude
of the Absolute. Even the peripheral, the most marginal and obscure
experience of the Absolute, in some sense, for St. John, analogically
approximates a vision, or a locution, in its intelligible clarity:
“... all these four apprehensions may
be called visions of the soul; for we term the understanding of
the soul also its sight.
And since all these apprehensions are intelligible
to the understanding, they are described, in a spiritual sense,
as ‘visible’. And thus
the kinds of intelligence that are formed
in the understanding may be called intellectual visions.
53
From all these the soul derives
spiritual vision or intelligence
without any kind of apprehension concerning form, image, or figure.”
54
But something more remains to be said about
the nature of these four apprehensions that figure so largely and are
treated so extensively in Book II of the Ascent. All of them, we have
found, are equally subsumed under the comprehensive term “vision”, and
this would seem to effectively attenuate any radical distinction between
them. There must, then, be a single characteristic universally shared
among them such that either the mode of reception or the mode of communication
is the same in all relative cases. And since a distinction, however
tenuous, nevertheless remains between these several communications –
in that they are clearly and consistently differentiated within the
schema St. John has developed – this unitary characteristic cannot be
in the mode of communication; it must therefore be found in a certain
mode of reception. And this receptive mode, we have seen, is described
as a “vision” by St. John; a vision which may more properly be designated
an intuition since it is explicitly unmediated in nature. As an intuition,
then, this communication is non-sensuous; it is merely intuited without
mediation of any type, rational or sensory. Moreover, the clarity and
distinctness with which it is invested must not be mistaken as referring
to the content of the communication – this still remains concealed from
the understanding – rather, it is to be understood as referring to the
experience itself which is clearly and distinctly perceived, not clearly
and distinctly understood. This interpretation, I think, is clearly
borne out in the following passages:
“... although these visions ... cannot
be unveiled and be clearly seen in this life by the understanding,
they can nevertheless be felt in
the substance of the soul ...
55
And although at times, when such knowledge
is given to the soul, words are used, the soul is well
aware that
it has
expressed no part of what it has felt; for it knows
that there is no fit name by which it can name it ...”
56
This very complex notion of intelligible
apprehensions or visions, then, is more readily understood as, in clearly
evidencing the characteristics of, an intuition: they are immediately
apprehended, perceived as pure experiences communicated to the soul
spiritually, and without any mediation whatever.
The Spurious and the Counterfeit:
The Imperative of Faith
But
it is no less clear, as St. John once again points out, that these four
apprehensions are equally susceptible to being contrived, or perhaps
better yet, counterfeited, diabolically. It is of the first order of
importance, then, that some very clear criteria be established to distinguish
between the diabolical and the divine relative to these apprehensions.
Although St. John fails to provide us with a clear answer on this subject,
our most immediate question, I think, will inevitably be – why? Why
indeed go to the trouble of establishing criteria to distinguish between
what is authentically divine, and what is spuriously diabolical in origin?
After all, St. John has forcefully argued that when confronted with
such supernatural apprehensions, the contemplative must disregard them
totally, both as inimical to faith which alone is the proximate means
to union, and as the possible occasion of error. If in fact, then, the
disregard is to be total, the source, or origin of such communications
would seem to be entirely irrelevant. One and all they are to be dismissed.
The mystic, in any event, is to act in disregard of them; however, St.
John proceeds to argue, the subjective effects of these apprehensions
– independent of the resolute disregard of the mystic – are to the soul
who is not yet totally withdrawn from the senses, that is to say, to
the soul who is just being brought into the preliminary stages of mystical
union, indications of the predilection of God who, through the accidental
qualities of these subjective effects, stirs the soul to a greater desire
for union. In a sense,
then, God is understood as permitting these
accidental qualities, ex mero motu, to attend the effects being secretly
wrought in the soul. They are essentially signs to which invisible realities,
in the way of actual effects occurring in the soul, correspond. On the
other hand, those apprehensions effected diabolically, St. John contends,
are in every sense entirely fraudulent. That is to say, there is no
authentic correspondence between the sign and the reality it spuriously
signifies: no effect whatever is wrought in the soul – no effect, that
is, apart from the soul’s subjective response to the sign. And this
is worth examining further.
For St. John, the only criteria to which
the contemplative can appeal in attempting to discern the authenticity
of what is perceived to be the divine invitation to mystical union consists,
at this early stage – a stage, we will remember, in which the mystic
is yet susceptible to the senses – largely in the subjective effects
produced in the soul by the respective apprehensions. Diabolical communications,
St. John argues, typically render the soul apathetic toward God; they
characteristically foster inordinate pride, a pride in which the soul
sees these communications as signal tokens of God’s unique predilection
for it, and consequently dispose the soul to be inclined toward precisely
these types of phenomena which, in effect, are so many inducements to
abandon pure faith. The soul must, then, and for this crucial reason,
proceed in absolute detachment from them, irrespective of its judgment
concerning their source, and continue in the darkness of faith alone.
57
But does this really answer our question? In other words, if the soul
is to prescind entirely from, not only the apprehension, but its accidental
and subjective effects as well, how are we to reconcile this with the
soul’s acceptance of God’s invitation through the very effects he is
committed to disregarding? The answer, I suggest, is to be found in
the very detachment that the soul is consistently exhorted to exercise.
Perhaps we can put it another way. The mystic, through the accidental
qualities that attend these phenomena, is, despite his intentional disregard,
nevertheless perceptibly influenced by
them – because they actually and simultaneously
produce a real effect in his soul. They are, after all, and as we had
said, authentic signs of invisible realities. On the other hand, there
are no realities whatsoever effected in the soul by the merely fraudulent
signs contrived by a diabolical agency. Both signs, then, may in fact
be safely ignored – but only one produces an autonomous effect independent
of the of the assent of the will.
But
what of the criterion itself? Just how reliable can criteria be that
appeal to what are fundamentally subjective impressions? Indeed, it
is a commonplace in ordinary discourse there is hardly a less stringent
or less qualified standard of discrimination to which we can appeal
than the simplicity of feeling, nothing more naive than the subjectivity
of sense. But the problem at hand is really quite an extraordinary one,
and while this objection may indeed hold true in ordinary states of
affairs, I think we are compelled to look at it more closely, certainly
more critically, relative to the mystic’s own unique predicament, for
upon further consideration, it turns out that what appears to be, on
St. John’s part, an unsophisticated model of judgment, inevitably emerges
as the only possible criterion available through the logic of the account.
Our difficulty in accepting this criterion, I suggest, vanishes when,
by simple substitution, we understand by the ambiguous term “feeling”,
the more accurate term “intuition”. We must bear in mind, even as we
had argued earlier, that what we are in fact dealing with in this type
of supernatural apprehension is ultimately a pure, unmediated experience.
Not, of course, relative to the actual effects being produced in the
soul – since these are accomplished “secretly”– but rather, relative
to the accidental qualities attending these undisclosed effects. These
accidents, concurrent with, but unessential to, the effects being actually
achieved, are a matter of experience – and experience remains the only
criteria available to judgment. All the canons of rational discrimination,
we will remember, including every judgment inflected by reason, have
been sublated according to the uncompromising
demands of the via negativa.
Reason, then, antecedently abolished, can pronounce no judgment, for
it can apply no logic to elements of experience to which it has no access.
For the soul reduced to the passive simplicity
of experience-only, there remains merely the intuition, or in the words
of St. John, the feeling, in which this experience consists – and it
is this simple subjective perception which alone can possibly constitute
a criterion by which the soul is capable of evaluating the several types
of experiences or apprehensions to which it is subject in this obscure
night of the spirit. The distinct and special mode of supernatural understanding
which we have discussed above is, as we had suggested earlier, really
a parenthetical treatment of error which St. John addresses to emphasize
the imperative of pure faith in the soul’s journey to union. In a sense
it is propadeutic to better understanding the general and obscure mode
of supernatural understanding which is really the aspect that is of
particular interest to us in developing a mystical epistemology, for
here we are dealing with the direct, if confused, intuition of God.
Unlike its distinct and special counterpart, this general and obscure
mode begins, surprisingly enough, in the soul’s active practice of meditation
prior to its being brought into the advanced state of contemplation.
And it is here that the relation between meditation and contemplation
first becomes clear.
The “General” and the “Obscure”
Modes of Understanding
Where the distinct and special
mode of supernatural communication had its origin solely in the divine
or diabolical initiative independent of the dispositional attitude of
the soul – which was, in fact, exhorted to be entirely passive to these
communications – the general and obscure mode, on the other hand, begins
in the discursive act of meditation. Here the mystic endeavors to achieve,
through increasingly articulated acts of reflection, a greater knowledge,
and therefore a greater love of God (the two are clearly equated by
St. John throughout the text). This knowledge and concomitant love of
God, increasingly attending each particular discursive act, and amplified
in the totality of these acts, through repetition ultimately generates
what St. John calls a continuous and habitual knowledge and love of
God as its familiar object:
“... the end of reasoning and meditation on the things of God is
the gaining of some knowledge and love of God, and each time that
the soul gains this through meditation, it is an act; and just as
many acts, of whatever kind, end by forming a habit in the soul,
just so,
many of these acts of loving knowledge
which the soul has been making one after another from time to time
come through repetition
to be so continuous in it that they become
habitual ... And thus that which aforetime the soul was gaining
gradually through its labor
of meditation upon particular facts
has now through practice ... become converted and changed into a
habit and substance of loving
knowledge, of a general kind, and
not distinct and particular as before.” 58
What St. John appears to be saying is that
the various discrete acts of meditation, by virtue of repetition, coalesce
into a general sense of the numinous. Although generated collectively
by these individual and discrete repetitive acts, this comprehensive
sense of the numinous appears to transcend each of them in their particularity.
The soul thus comes, through practice and habit, to what St. John calls
a confused and general knowledge of God which may better be described
as an intensely focused attentiveness to – and consequently a receptivity
towards – that of which it has yet only obscure knowledge.
59
Once
again, and typically, the precise mechanics involved in this psychological
transition remain unaddressed by – because in a real sense they are
unnecessary to – St. John, and remain merely to speculated upon. By
now, however, St. John has provided us with the necessary heuristic
concepts to assist us in understanding this transition more completely.
Having transcended the discrete and particular acts characteristic of
meditation, the soul must be understood as having effectively transcended
meditation
itself, together with the specific and
determinate forms apprehended within it. In transcending these distinct
forms, then, the soul has transcended the activity itself by which they
were acquired – and as a result has simultaneously entered into the
passive state of contemplation. In other words, the general and numinous
sense that resulted from a continuous and habitual knowledge and love
of God has itself resulted in an epistemological transformation in which
not only is the particularity of form transcended, but the activity
that produced that form as well. The result, whatever it may be, cannot
be an epistemological state characterized by a type of activity that
has already been transcended. It must, then, as a result of this transition,
be passive. And not simply passive, but as a consequence of the transcendence
of distinct and clear form, it must of necessity be general and confused
relative to God. In other words, in transcending this clearly discursive
function which passes from one particular to another, the soul at once
and necessarily undergoes a cognitive transformation resulting in, and
characterized by, indeterminate generality – a generality in which the
penumbra of hitherto distinct particulars merge into, effectively become
continuous with, others in a way that a discursive faculty is no longer
able to accommodate. And it is precisely this indeterminate type of
cognition, this indistinct epistemological state precursive to contemplation,
which St. John understands as the general and obscure mode.
But
that this mode of understanding is supernaturally communicated to the
soul – and St. John maintains that it is – is not entirely clear in
the text, for we have seen it to essentially result from a process of
repetition, practice, and habit, in all of which the soul itself appears
to be the principal agent. But by the same token it is no less clear
that in having transcended meditation the soul has simultaneously transcended
what is fundamentally a formal manifold – a matrix of distinct forms
– the features of which, however embellished by the imagination with
supernatural qualities, remain natural objects addressed in the discursive
activity of meditation. That is to say, the object taken
in meditation, however meticulously
constructed to represent our conception of a supernatural reality, is
always invested with distinct formal features deriving from, and only
occurring within, nature. They are, one and all, distinct, finite, temporal,
and invariably represented as material. And necessarily so, otherwise
they would be incapable of being apprehended by sensuous imagination
as the synthetic faculty operant in every meditation. Consequently,
in transcending, in going beyond, natural objects properly addressed
in the discursive act of meditation – regardless of the manner in which
this is accomplished – the cognitive soul has already, and necessarily,
passed on to supernatural objects of contemplation. Nor can the soul
be the author of these supernatural objects, still less the agent behind
this transition, for as a natural agent it cannot produce supernatural
effects, that is to say, effects which are categorically disproportionate
to its nature. This kind of transition simply does not lie within the
natural province of the soul. It must, therefore, be divinely initiated.
And this is precisely the point argued by St. John who maintains that
it is God alone who, from beginning to end, moves the soul – which,
through the prompting of grace, cooperates with God – to union with
him through infused contemplation.
60
This is not to say, paradoxically, that
the epistemological transition from meditation to contemplation is immediately
recognized by, even as it is enacted within, the mystic. It is not,
as we may suppose, a sudden quantum leap between utterly incommensurable
categories, but rather a gradual transition from distinct and clear,
to confused and general knowledge:
“... when this condition first begins,
the soul is hardly aware of this knowledge, and that for two reasons.
First, this loving knowledge
is apt at the beginning to be very
subtle and delicate, and almost imperceptible to the senses. Secondly,
when the soul has been
accustomed to that other exercise of meditation,
which is wholly perceptible, it is unaware, and hardly conscious,
of this other new
and imperceptible condition, which is purely spiritual
... 61
This general knowledge is at
times so subtle and delicate, particularly when
it is most pure and simple and perfect, most spiritual and most
interior, that although the soul is occupied therein, it can neither
realize
it nor perceive it ... [in fact] when this knowledge is
purest and simplest and most perfect, the understanding is least
conscious of it
and thinks of it as most obscure.”
62
Apparently, then, in the transition from
mediation to contemplation, this general and obscure knowledge is so
subtly introduced, so insusceptible to determinate understanding, that
it often escapes not so much a conscious realization, as understanding
altogether. The soul only implicitly, tentatively, experiences God,
understanding neither that which it only perceptibly experiences, nor
how it experiences this obscure intuition of the Absolute. When this
“knowledge”, as St. John calls this intuitive apprehension, is “purest”,
or entirely imperceptible to sense, the transition from meditation to
contemplation is effectively complete. Cognition transcends the perimeters
that circumscribe – and in so defining, limit – the forms, figures and
conceptions of natural understanding to which the experiences in contemplation
remain forever and necessarily opaque. It is the “fleeting touch of
union” of which St. John speaks, the pre-noetic confrontation with the
Absolute before which understanding is abolished to nature.
The Role of the Memory
_______________________________
1
AMC 2.8.4
2
AMC 2.8.5 cf. 1.4.4-7
3
AMC 2.4.4 also cf. 2.26.18
4
AMC 1.13.11+12 also cf. 1 Cor. 2.9 & 2 Cor. 6.10
5
AMC 2.1.1
6
Understood as encompassing the world of men and matter, as well as the
celestial hierarchy of created spirits ( cf. AMC 2.12.3+4 ).
7
see page ___ of this commentary
8
AMC 2.1.1 , DNS 2.23.2
9
Jn. 14.6
10
Jn. 8.44, Gen 3.1-15
11
AMC 2.11.3
12
AMC 2.10.4
13
Rom. 10.14-17
14
AMC
2.3.1 also cf. 2.9.1
15
This
surprisingly modern epistemological analysis, by the way, precedes the
great 17th century empiricists by more than a century, and
is treated in much greater detail by Saint Thomas Aquinas (1225-1274
AD) some four hundred years prior to Locke and Hume. Cf. S.T. I Q.84
Art. 1-8, Q.85 Art. 1-3 and in passim. Also, De Potent.
Dei Q.3 Art. 5.
16
AMC 2.3.2+3
17
Heb.11.1
18
1 Cor.
2.9
19
cf. AMC 2.22.11, 2.27.1+4, 2.29.12
20
Books I, II, & III of AMC respectively
21
AMC 2.6.1+2; cf. DNS 2.21.11
22
AMC 2.6.1-4
23
AMC 3.2.4
24
AMC
3.16.2
25
AMC 2.6.6
26
AMC 2.7.4,7,+11; cf. DNS 2.4.2 & SC 17.11+12
27
AMC 2.7.4+7
28
AMC 2.2.1
29
AMC 2.8.4-5
30
AMC
2.9.1
31
AMC 2.10.2-4
32
AMC
2.10.2
33
e.g. AMC 2.8.4-5, 1.3.3, & 2.3.2+3
34
AMC 2.12.2-3
35
AMC 2.10.4
36
AMC 2.11.3 emphasis added
37
AMC 2.11.7 cf. 2 Cor. 11.14
38
AMC 2.11.2,5,7 & ff.
39
AMC 2.11.2 & 2.19.5+11
40
AMC
2.12.5 & 2.17.3
41
AMC 2.11.9
42
AMC 2.11.2 & 2.26.18
43
Jn. 8.44
44
1 Pet.
5.8
45
AMC 2.11.3
46
AMC 2.11.6
47
AMC 2.19.10
48
AMC 2.20.6
49
AMC 2.19.1
50
AMC 2.23.1
51
AMC 2.23.2&3
52
AMC
2.23.3
53
AMC
2.23.2
54
AMC 2.23.3
55
AMC
2.24.4
56
AMC 2.26.4 emphases added
57
AMC 2.24.8
58
AMC 2.14.2
59
AMC 2.15.2-5
60
AMC 1.1.5 etc.
61
AMC 2.14.7
62
AMC 2.14.8
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